Conduct and Accountability in Financial Services
a practical guide
$304.90
- Paperback
360 pages
- Release Date
12 December 2018
Summary
Navigating the SM&CR: A Practical Guide to Conduct and Accountability in Financial Services
Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability?
The 2008 financial crisis sparked major changes in global financial services regulation with attention and resources focused on the behaviour of firms and senior individuals…
Book Details
| ISBN-13: | 9781526505200 |
|---|---|
| ISBN-10: | 1526505207 |
| Series: | Criminal Practice Series |
| Author: | Stacey English, Susannah Hammond |
| Publisher: | Bloomsbury Publishing PLC |
| Imprint: | Bloomsbury Professional |
| Format: | Paperback |
| Number of Pages: | 360 |
| Release Date: | 12 December 2018 |
| Weight: | 584g |
| Dimensions: | 248mm x 156mm |
What They're Saying
Critics Review
…provide[s] an excellent overview of conduct, culture, and governance expectations worldwide and talk[s] about the implications of the global focus on culture and conduct risk.
…provide[s] an excellent overview of conduct, culture, and governance expectations worldwide and talk[s] about the implications of the global focus on culture and conduct risk. – Julie DiMauro * The FCPA Blog *As an article contributor to the Journal of Financial Compliance 2022, I found the text by English and Hammond an invaluable source of accurate regulatory compliance information to draw from. Well laid out, clear and detailed, I also look forward to the second edition of this important contribution to the field. – EMEA Head of Commercial Bank Compliance, Citi * Rocky Hirst *
About The Author
Stacey English
Stacey English is head of regulatory intelligence for Thomson Reuters with 20 years of regulatory compliance, risk and audit experience in financial services as a regulator and practitioner.
Susannah Hammond is senior regulatory intelligence expert for Thomson Reuters with more than 25 years of wide-ranging compliance, regulatory and risk experience in international and UK financial services.
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